Major Quarterly/Half Yearly Compliances under SEBI Listing Regulations, 2015 (LODR)
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Regulation
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Particulars
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Due
Date
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7 (3)
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Compliance
Certificate certifying maintaining physical & electronic transfer
facility.
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Within one
month of end of each half of the financial year.
On or before 31st October for
the half year ended 30th September of every year.
On or before 30th April for the
half year ended 31st March of every year.
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|
13 (3)
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Statement of
Investor complaints/ Grievance Redressal Mechanism
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Within Twenty
one days from the end of each quarter.
On or before 21st July for the quarter
ended 30th June of every year.
On or before 21st October for
the quarter ended 30th September of every year.
On or before 21st January for
the quarter ended 31st December of every year.
On or before 21st April for the quarter
ended 31st March of every year.
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Regulation
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Particulars
|
Due
Date
|
|
27 (2)
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Corporate
Governance Report
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Within 15
days from quarter end.
On or before 15th July for the quarter
ended 30th June of every year.
On or before 15th October for
the quarter ended 30th September of every year.
On or before 15th January for
the quarter ended 31st December of every year.
On or before 15th April for the quarter
ended 31st March of every year.
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|
31 (1)
(b)
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Shareholding
Pattern
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Within
Twenty one days from the end of each quarter.
On or before 21st July for the quarter
ended 30th June of every year.
On or before 21st October for
the quarter ended 30th September of every year.
On or before 21st January for
the quarter ended 31st December of every year.
On or before 21st April for the quarter
ended 31st March of every year.
|
|
Regulation
|
Particulars
|
Due
Date
|
|
40
(9)
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Certificate from
Practicing Company Secretary
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Within one
month of end of each half of the financial year.
On or before 31st October for
the half year ended 30th September of every year.
On or before 30th April for the
half year ended 31st March of every year.
|
|
SEBI (Depositories and
Participants) Regulations, 1996.
55A
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Reconciliation
of Share Capital Audit.
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Within 30 days from quarter end.
On or before 30th July for the quarter
ended 30th June of every year.
On or before 30th October for
the quarter ended 30th September of every year.
On or before 30th January for
the quarter ended 31st December of every year.
On or before 30th April for the quarter
ended 31st March of every year.
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